This Disclosure Document is intended to present the key regulatory, operational, and conflict-related information relevant to the research and recommendation services offered under IndexNeeti.
Amit Kori, SEBI Registered Research Analyst, operating under the IndexNeeti brand.
INH000016533
June 21, 2024
SEBI Registered Research Analyst
Registration No.: INH000016533
This Disclosure Document has been compiled in accordance with the SEBI (Research Analyst) Regulations, 2014. The purpose of this document is to provide essential details regarding research and recommendation services, enabling potential and existing clients to make well-informed decisions before engaging in such services.
For the purpose of this Disclosure Document, the term “Research Entity” refers to Amit Kori, who is the registered Research Analyst.
The Research Entity is registered with SEBI as a Research Analyst under Registration No. INH000016533. The registration was granted on June 21, 2024, and the entity specializes in providing research and recommendations service.
There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Research Entity, Research Analyst, or its associates or relatives.
The Research Entity has no associates.
1. The Research Analyst, the Research Entity, or any of its associates or relatives may hold a financial interest or own 1% or more of the securities recommended in their personal portfolio at the end of the month prior to the release of a research report or public recommendation. Relevant disclosures will be provided at the time of advisory.
2. There are no actual or potential conflicts of interest arising from any connection between the Research Entity, Research Analyst, or their associates/relatives and any issuer of securities. If any conflict arises, it will be disclosed to clients promptly.
3. The Research Entity, Research Analyst, or their associates/relatives do not have any affiliation or association with the issuers of the recommended securities or financial products.
4. The Research Analyst, their associates, or their relatives have not received any form of remuneration or compensation from issuers of the recommended securities.
5. The Research Entity, Research Analyst, or associates have not received any compensation from the subject company.
6. The Research Entity has not participated in managing or co-managing any public offering of the subject company within the past year.
7. No compensation has been received for research banking, merchant banking, or brokerage services from the subject company.
8. No compensation has been received for any non-research banking or brokerage-related services from the subject company.
9. The Research Entity, Research Analyst, or associates have not been compensated by third parties for producing research reports or providing research recommendations.
10. The subject company has not been a client of the Research Entity, Research Analyst, or its associates within the 12 months preceding the publication of the research report.
11. The Research Analyst or associates have never held any position such as officer, director, or employee in the subject company.
12. The Research Analyst has not been engaged in market-making activities for the subject company.
Brand / Trade Name: IndexNeeti
BSE Enlistment No.: 6195
Membership of SEBI recognized supervisory body: Not applicable
No Artificial Intelligence tools are presently utilised in the preparation, generation, analysis, or dissemination of research reports, recommendations, or related research services. Any future adoption of such tools may be disclosed in accordance with applicable requirements.
1. The Research Analyst has not served as an officer, director, or employee of the subject company.
2. The Research Analyst has not been engaged in market making activity for the subject company.
3. Investments in securities market are subject to market risks. Read all the related documents carefully before investing.
4. Registration granted by SEBI, membership of a SEBI recognized supervisory body if any, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Registered Name: Amit Kori
Brand Name: IndexNeeti
SEBI Registration No.: INH000016533
BSE Enlistment No.: 6195
Grievance Officer: Amit Kori
Contact No.: 9137932216
Email ID: amitkkori@gmail.com
Update the above contact details if your latest compliance record uses a different official support number or email.